Standards of Conduct

•  Chief Compliance Officer Designation

 

•  Written Procedures

 

•  Identification of Affiliate Names and Addresses

 

•  Employee Staffed Shared Facilities

 

•  Transmission Function Employees’ Job Titles and Job Descriptions

 

•  Transfers of Employees between Marketing Function and Transmission Function

 

•  Potential Merger Partner Information

 

•  Waivers

 

•  Contemporaneous Disclosure

 

•  Voluntary Consent Provision

 

•  Incident Reporting Form